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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2018-04-18 |
Branch Locations
300 Executive Center Dr Suite 103, Greenville, SC 29615 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Greer, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suntrust Investment Services Inc. | Atlanta | GA | 09/2014 | 02/2018 |
| Suntrust Advisory Services | Atlanta | GA | 09/2016 | 02/2018 |
| Suntrust Investment Services Inc | Atlanta | GA | 03/2018 | 04/2018 |
| Suntrust Bank | Greenville | SC | 03/2018 | 04/2018 |
| Kestra Investment Services, Llc | Greenville | SC | 04/2018 | Present |
| Kestra Advisory Services, Llc | Greenville | SC | 04/2018 | Present |
Business Name: NFP Investment Related: Yes Address: 80 INTERNATIONAL DR GREENVILLE SC 29615 Nature of Business: Registered Field Assistant; Other Back Office Operations Position, Title or Relationship: Senior Client Service Associate Start Date: 4/18/2018 Hours per month: 81% - 90% (129 - 144 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Support to advisors in all aspects of practice managementBusiness Name: KESTRA ADVISORY SERVICES. LLC Investment Related: Yes Address: 5707 SOUTHWEST PKY, BLD STE 400 AUSTIN TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: REGISTERED CLIENT SERVICE ASSOCIATE Start Date: 4/18/2018 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: ADMINISTRATIVE SUPPORT TO REPS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-09 |
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