Richard Janes

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1999 → 04/2026
  Charles Schwab & Co., Inc
  Lone Tree, CO
• 05/2026 → Present
  Morgan Stanley
  Greenwood Village, CO
• 01/2020 → 01/2021
  Schwab Private Client Investment Advisory, Inc.
  Lone Tree, CO
• 08/2025 → 04/2026
  Schwab Wealth Advisory, Inc.
  Lone Tree, CO

Previous Registrations

• 2025-08-27 → 2026-05-15
  Schwab Wealth Advisory, Inc.
  San Francisco, CA
  Lone Tree, CO
• 2006-06-20 → 2025-08-27
  Charles Schwab & Co., Inc.
  Englewood, CO
  Phoenix, AZ
  Phoenix, AZ
  Phoenix, AZ
  Englewood, CO
  Lone Tree, CO
  Phoenix, AZ
  Phoenix, AZ
• 2020-01-21 → 2021-02-01
  Schwab Wealth Advisory, Inc.
  Lone Tree, CO
• 2012-01-03 → 2013-04-30
  Schwab Wealth Advisory, Inc.
  Englewood, CO

Exams

• S66 Uniform Combined State Law Examination
  2006-05-10
• S63 Uniform Securities Agent State Law Examination
  1999-09-29

Designations

• Certified Financial Planner

Other Names

• Richard Anstee Janes
• Richard Janes
• Richard A Janes