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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2026-04-16 |
| TX | RA | APPROVED | 2026-04-16 |
Branch Locations
1617 North Waterfront Parkway Suite 200, Wichita, KS 67206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wichita | KS | 09/2003 | 04/2026 |
| Bank Of America, N.A. | Wichita | KS | 12/2009 | 04/2026 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 05/2026 | Present |
| Morgan Stanley Smith Barney Llc | Wichita | KS | 04/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-31 |
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