Robert Allen Vaughn

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-09-01
AL	RA	APPROVED	2013-02-13

TX RA
APPROVED_RES

Since 2016-09-01
AL RA
APPROVED

Since 2013-02-13

Branch Locations

2900 Highway 280 Suite 100, Birmingham, AL 35223 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Birmingham	AL	02/2013	Present

02/2013 → Present

Raymond James & Associates, Inc.

Birmingham, AL

Previous Registrations

2007-02-13 → 2013-02-13

Morgan Keegan & Company, Llc

Birmingham, AL

Birmingham, AL

Birmingham, AL

Birmingham, AL
2003-12-18 → 2007-02-20

Amsouth Investment Management Company Llc

Birmingham, AL
1999-06-12 → 2003-10-02

Ubs Financial Services Inc.

Birmingham, AL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1998-08-19

S66 Uniform Combined State Law Examination

1998-08-19

Other Names

Robert Vaughn

View on SEC IAPD

Current Employers

Raymond James & Associates, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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