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James Frederick Girardeau

J.P. Morgan Securities LLC

Austin, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2012-10-01

Branch Locations

405 Colorado St Floor 22, Austin, TX 78701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Austin TX 10/2012 Present
Barron St. Clair Llc Cedar Park TX 02/2023 Present
Jpmorgan Chase Bank, Na. Austin TX 07/2006 Present
  • 10/2012 → Present
    Austin, TX
  • 02/2023 → Present
    Barron St. Clair Llc
    Cedar Park, TX
  • 07/2006 → Present
    Jpmorgan Chase Bank, Na.
    Austin, TX
Previous Registrations
  • 2006-07-19 → 2012-10-01
    Chase Investment Services Corp.
    Austin, TX
    Austin, TX
  • 2004-08-18 → 2006-07-03
    Cetera Wealth Services, Llc
    Austin, TX
    Georgetown, TX
    Round Rock, TX
    Austin, TX
Other Businesses

Entity Name: Barron St. Clair LLC Investment related: No "Address: 2407 Danciger Ln Cedar Park, TX 78613" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 02/20/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: This LLC will own the residential rental property located at 2313 Clover Ridge Dr Cedar Park, TX 78613 This is a landlord role not associated or connected with my duties at JPMC" ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 6/23/2014 ADDRESS: 2313 CEDAR PARK, TX. DETAILS: Residential real estate HOURS DEDICATED (per month unless otherwise indicated): NO TIME COMMITMENT HOURS DURING TRADING: 0 INVESTMENT RELATED: YES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-04-17
S63 Uniform Securities Agent State Law Examination 1998-07-31
  • S65 Uniform Investment Adviser Law Examination
    2003-04-17
  • S63 Uniform Securities Agent State Law Examination
    1998-07-31
Designations

View on SEC IAPD

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