James T Lam

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2004 → Present
  Fsc Securities Corporation
  Atlanta, GA
• 11/2023 → Present
  Osaic Wealth, Inc.
  Jersey City, NJ

Previous Registrations

• 2014-11-10 → 2024-01-19
  Woodbury Financial Services, Inc.
  Atlanta, GA
  Oakdale, MN
• 2011-11-15 → 2023-11-03
  Fsc Securities Corporation
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA

Exams

• S66 Uniform Combined State Law Examination
  2011-11-11
• S63 Uniform Securities Agent State Law Examination
  1999-05-06