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Current Employers
Saxony Capital Management, Llc

11152 S Towne Square, Saint Louis, MO 63123 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2008-09-22
  • MO RA
    APPROVED
    Since 2008-09-22

Branch Locations

11152 S Towne Square, Saint Louis, MO 63123 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Saxony Capital Management, Llc St. Louis MO 01/2008 Present
Saxony Securities Inc St. Louis MO 06/2003 Present
Patrick Capital Markets, Llc Saint Louis MO 04/2012 05/2021
  • 01/2008 → Present
    St. Louis, MO
  • 06/2003 → Present
    Saxony Securities Inc
    St. Louis, MO
  • 04/2012 → 05/2021
    Patrick Capital Markets, Llc
    Saint Louis, MO
Other Businesses

1) FUZZY LOGIC LLC: NON-INVESTMENT RELATED, 4539 TELESTAR DR, ST. LOUIS, MO 63128: FOOD INDUSTRY: START DATE: 10/2015, 6 HOURS/MONTH, NOT DURING TRADING HOURS. DUTIES INCLUDE FOOD VENDOR/SERVICE. 2)SAXONY FINANCIAL HOLDINGS, LLC; NOT INVESTMENT RELATED, 11152 SOUTH TOWNE SQUARE, ST. LOUIS, MO 63123; HOLDING COMPANY OF PATRICK CAPITAL MARKETS, LLC, SAXONY INSURANCE AGENCY, LLC, AND SAXONY CAPITAL MANAGEMENT, LLC WITH MULTIPLE OWNERS FOR THE CONTROL OF EXISTING BUSINESS ENTITIES; PARTNER/SHAREHOLDER; START DATE 12/29/2019; 1 HR/MO, 1 HR/MO DURING TRADING HOURS. 3) SAXONY HOLDINGS, INC.; NOT INVESTMENT RELATED, 11152 SOUTH TOWNE SQUARE, ST. LOUIS, MO 63123; HOLDING COMPANY OF SAXONY SECURITIES, INC. WITH MULTIPLE OWNERS FOR THE CONTROL OF AN EXISTING BUSINESS ENTITY; PARTNER/SHAREHOLDER; START DATE 12/29/2019; 1 HR/MO, 1 HR/MO DURING TRADING HOURS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-02-28
S65 Uniform Investment Adviser Law Examination 2008-09-19
  • S63 Uniform Securities Agent State Law Examination
    2011-02-28
  • S65 Uniform Investment Adviser Law Examination
    2008-09-19
Other Names
  • Lynn Rae Griffard

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