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11152 S Towne Square, Saint Louis, MO 63123 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2008-09-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Saxony Capital Management, Llc | St. Louis | MO | 01/2008 | Present |
| Saxony Securities Inc | St. Louis | MO | 06/2003 | Present |
| Patrick Capital Markets, Llc | Saint Louis | MO | 04/2012 | 05/2021 |
1) FUZZY LOGIC LLC: NON-INVESTMENT RELATED, 4539 TELESTAR DR, ST. LOUIS, MO 63128: FOOD INDUSTRY: START DATE: 10/2015, 6 HOURS/MONTH, NOT DURING TRADING HOURS. DUTIES INCLUDE FOOD VENDOR/SERVICE. 2)SAXONY FINANCIAL HOLDINGS, LLC; NOT INVESTMENT RELATED, 11152 SOUTH TOWNE SQUARE, ST. LOUIS, MO 63123; HOLDING COMPANY OF PATRICK CAPITAL MARKETS, LLC, SAXONY INSURANCE AGENCY, LLC, AND SAXONY CAPITAL MANAGEMENT, LLC WITH MULTIPLE OWNERS FOR THE CONTROL OF EXISTING BUSINESS ENTITIES; PARTNER/SHAREHOLDER; START DATE 12/29/2019; 1 HR/MO, 1 HR/MO DURING TRADING HOURS. 3) SAXONY HOLDINGS, INC.; NOT INVESTMENT RELATED, 11152 SOUTH TOWNE SQUARE, ST. LOUIS, MO 63123; HOLDING COMPANY OF SAXONY SECURITIES, INC. WITH MULTIPLE OWNERS FOR THE CONTROL OF AN EXISTING BUSINESS ENTITY; PARTNER/SHAREHOLDER; START DATE 12/29/2019; 1 HR/MO, 1 HR/MO DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-02-28 |
| S65 | Uniform Investment Adviser Law Examination | 2008-09-19 |
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