Lynn Rae Griffard

Employer firm

Saxony Capital Management, LLC CRD 122692

$368M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2008 → Present
  Saxony Capital Management, Llc
  St. Louis, MO
• 06/2003 → Present
  Saxony Securities Inc
  St. Louis, MO
• 04/2012 → 05/2021
  Patrick Capital Markets, Llc
  Saint Louis, MO

Other Businesses

1) FUZZY LOGIC LLC: NON-INVESTMENT RELATED, 4539 TELESTAR DR, ST. LOUIS, MO 63128: FOOD INDUSTRY: START DATE: 10/2015, 6 HOURS/MONTH, NOT DURING TRADING HOURS. DUTIES INCLUDE FOOD VENDOR/SERVICE. 2)SAXONY FINANCIAL HOLDINGS, LLC; NOT INVESTMENT RELATED, 11152 SOUTH TOWNE SQUARE, ST. LOUIS, MO 63123; HOLDING COMPANY OF PATRICK CAPITAL MARKETS, LLC, SAXONY INSURANCE AGENCY, LLC, AND SAXONY CAPITAL MANAGEMENT, LLC WITH MULTIPLE OWNERS FOR THE CONTROL OF EXISTING BUSINESS ENTITIES; PARTNER/SHAREHOLDER; START DATE 12/29/2019; 1 HR/MO, 1 HR/MO DURING TRADING HOURS. 3) SAXONY HOLDINGS, INC.; NOT INVESTMENT RELATED, 11152 SOUTH TOWNE SQUARE, ST. LOUIS, MO 63123; HOLDING COMPANY OF SAXONY SECURITIES, INC. WITH MULTIPLE OWNERS FOR THE CONTROL OF AN EXISTING BUSINESS ENTITY; PARTNER/SHAREHOLDER; START DATE 12/29/2019; 1 HR/MO, 1 HR/MO DURING TRADING HOURS.

Exams

• S63 Uniform Securities Agent State Law Examination
  2011-02-28
• S65 Uniform Investment Adviser Law Examination
  2008-09-19

Other Names

• Lynn Rae Griffard