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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-09-13 |
| TX | RA | APPROVED | 2019-09-13 |
Branch Locations
401 Fremont Street Suite 200, Monterey, CA 93940 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Carmel | CA | 11/2008 | 09/2019 |
| Morgan Stanley | Monterey | CA | 09/2019 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 10/2019 | Present |
*493336 - Rental Property; Investment related Yes; Salinas, California; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 06/1999; During business hours: 0; After business hours: 4; Homeowner / Landlord
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-08-13 |
| S65 | Uniform Investment Adviser Law Examination | 1998-08-13 |
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