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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-08 |
| WI | RA | APPROVED | 2021-03-24 |
Branch Locations
2915 W College Ave, Appleton, WI 54914 • United States
Menasha, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Milwaukee | WI | 08/2016 | 04/2017 |
| Bmo Harris Financial Advisors | Appleton | WI | 04/2017 | Present |
| Lpl Financial Llc | Appleton | WI | 03/2021 | Present |
1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - APPLETON, WI
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-07 |
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