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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-24 |
| CA | RA | APPROVED | 2009-08-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Chico | CA | 08/2009 | Present |
1. Chico Area Council on Aging DBA Chico Meals on Wheels; P.O. Box 1662 Chico CA 95927; Deliver meals daily to Seniors unable to cook or shop for themselves; Vice-President; Write grants, thank you notes attend board meetings; 01/01/1999; 2.00hr/week; During securities trading hours; Not Investment-Related. 2. Emergency Food and Shelter Board of Butte County; Chico, CA 95927; Charity; Board Member; Allocation of EF&S Funds from FEMA; 01/01/2005; 8 Hours per Year; Not during securities trading hours; Not Investment-Related. 3. Chico Area Council on Aging DBA Chico Meals on Wheels; PO Box 1662 Chico Ca 95927; Deliver meals daily to Seniors that are unable to cook or shop; Investment Committee; Work with Stifel broker to meet the investment objectives of the organization; 03/06/1999; 2.00hrs/week; During securities trading hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-08-20 |
| S65 | Uniform Investment Adviser Law Examination | 1998-08-20 |
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