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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2022-06-09 |
Branch Locations
302 Jones Street Suite 210, Sioux City, IA 51101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird | Sioux City | IA | 08/2016 | Present |
Name/Address: Salem Lutheran Church 1753 G Ave Dakota City NE 68731 Start Date: 1/1/23 Hours Spent: 1-5 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Finance Committee Member Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-09 |
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