Douglas James Stepansky

Employer firm

Strategic Investment Solutions, Inc. CRD 143128

$830M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → 12/2017
  Lpl Financial, Llc
  Orland Park, IL
• 12/2010 → Present
  Strategic Investment Solutions, Inc.
  Orland Park, IL
• 01/2018 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2009-09-08 → 2009-12-18
  Lpl Financial Llc
  Downers Grove, IL
  Orland Park, IL
• 2004-03-04 → 2009-09-08
  Waterstone Financial Group, Inc.
  Itasca, IL
  Itasca, IL
• 2004-01-21 → 2006-09-22
  Heritage Capital Management Inc
  Itasca, IL

Other Businesses

1. 10/12/2009: NO BUSINESS NAME - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION - SALES OF FIXED LIFE INSURANCE OR FIXED ANNUITIES - 10% TIME SPENT. 2. 10/10/2013 - NO BUSINESS NAME - NOTARY - COMMISSIONED TO SERVE AS A NOTARY PUBLIC THROUGH JULY 2017 - 1% TIME SPENT. 3. 01/20/2016 - Strategic Investment Solutions, Inc - Registered Investment Advisor Hybrid - INV REL - AT REPORTED BUSINESS LOCATION - IAR of the RIA firm Strategic Investment Solutions and use the firm to provide asset management for some of my clients. I am starting a salary with the RIA to assist in the servicing of all clients of the LPL approved Hybrid RIA Strategic Investment Solutions, Inc. Title is Associate Advisor. This started January 1 2016 and the employment agreement is open ended - OBA START 1/1/2016 - 125 HRS PER MONTH/125 HRS DURING TRADING. 4.ORLAND PARK POLICE PENSION BOARD; INVESTMENT RELATED; 14700 RAVINIA AVE ORLAND PARK, IL 60462; PENSION PLAN; BOARD OF TRUSTEE MEMBER; 02/2018; 1 HOUR/MONTH; 0 HOURS/MONTH DURING SECURITIES HOURS; SERVE AS BOARD MEMBER AND PROVIDE OVERSIGHT OF INVESTMENT AND ADMIN OF THE PENSION FUNDS

Exams

• S66 Uniform Combined State Law Examination
  2000-01-22

Designations

• Certified Financial Planner