Best Investors Account Sign in

Patricia Ann Bowles

Fifth Third Securities, Inc.

Louisville, KY

Claim This Profile
Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2016-11-04
  • KY RA
    APPROVED
    Since 2016-11-04

Branch Locations

5200 Dixie Highway, Louisville, KY 40216 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Louisville KY 11/2001 Present
Fifth Third Bank Louisville KY 11/1991 Present
  • 11/2001 → Present
    Fifth Third Securities
    Louisville, KY
  • 11/1991 → Present
    Fifth Third Bank
    Louisville, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-04
S63 Uniform Securities Agent State Law Examination 2002-02-11
  • S65 Uniform Investment Adviser Law Examination
    2016-11-04
  • S63 Uniform Securities Agent State Law Examination
    2002-02-11
Other Names
  • Patricia Ann Walters

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
MORGAN STANLEY
WAYCROSS GP, LLC
WAYCROSS PARTNERS, LLC
PNC WEALTH MANAGEMENT LLC
KESTRA ADVISORY SERVICES, LLC
LPL FINANCIAL LLC
LANIER ASSET MANAGEMENT, LLC

Other Investors

REBECCA ANN LOVAN
Donald R Dentinger
MAYNARD EDWIN HOPPER
DEONNA STARGEL COLVIN
James Earl Groves
WHITNEY B WOODFORD
Bruce Mckiernan White
WILLIAM JOHNATHAN HENDERSON

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY
MORGAN STANLEY · Louisville, KY
WAYCROSS GP, LLC · LOUISVILLE, KY
WAYCROSS PARTNERS, LLC · LOUISVILLE, KY
PNC WEALTH MANAGEMENT LLC · Louisville, KY
KESTRA ADVISORY SERVICES, LLC · Louisville, KY
LPL FINANCIAL LLC · LOUISVILLE, KY
LPL FINANCIAL LLC · LOUISVILLE, KY

More in Louisville, KY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor