Eric Mathew Kaleta

Employer firm

Lri Investments CRD 323556

$2.78B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → 05/2024
  Virtus Investment Partners
  Hartford, CT
• 12/2011 → 05/2024
  Vp Distributors Llc
  Hartford, CT
• 05/2024 → Present
  M Holdings Securities, Inc.
  Portland, OR
• 05/2024 → Present
  Lri Investments, Llc
  Palm Beach Gardens, FL
• 07/2026 → Present
  Jkj Retirement Services
  Newtown, PA
• 05/2024 → 06/2026
  Lindberg & Ripple
  West Hartford, CT

Previous Registrations

• 2011-12-12 → 2024-05-02
  Virtus Investment Advisers, Llc
  Hartford, CT
• 2011-10-03 → 2011-11-25
  Lpl Financial Llc
  Enfield, CT
  Fort Mill, SC
  Enfield, CT
• 2007-10-29 → 2011-06-16
  Global Portfolio Strategies, Inc.
  Hartford, CT

Other Businesses

1) LRI Investments; 29 S. Main Street, #311. West Hartford, CT 061077; RIA; Investment related; Retirement Plan Advisor; Servicing current retirement plan clients. Interactions can be with HR Reps, business owners or retirement plan participants, also solicits new retirement plan business; 5/1/2024; 160 ho/mo; 160 ho/mo during trading hours. 2) JKJ Financial; 29 S. Main Street #311, West Hartford, CT 061077; M Financial Group Member Firm Employee; Investment related; Retirement Plan Advisor; Service current retirement plan clients. Interactions may be with HR representatives, business owners, or retirement plan participants. Brings in new retirement plan business; 7/1/2026; 160 hr/mo; 160 hr/mo during trading hours. 3) M Holdings Securities; 1125 NW Couch Street, Suite 1000, Portland, OR 97209; Investment-Related; Registered Representative; Servicing current retirement plan clients. Interactions can be with HR Reps, business owners or retirement plan participants, also solicits new retirement plan business; 5/1/2024; 160 ho/mo; 160 ho/mo during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-10-27
• S63 Uniform Securities Agent State Law Examination
  1999-11-24

Other Names

• Eric Matthew Kaleta