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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2018-02-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Investment | Waltham | MA | 02/2017 | 01/2018 |
| Mm Financial Group | Rutland | VT | 02/2017 | 01/2018 |
| Unemployed | Bridgewater | MA | 07/2016 | 01/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Manchester Center | VT | 01/2018 | Present |
| Bank Of America, N.A. | Manchester Center | VT | 03/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-04 |
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