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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-10-25 |
| TX | RA | APPROVED | 2017-10-25 |
Branch Locations
600 Corporate Pointe Suite 160, Culver City, CA 90230-7600 • United States
155 N Lake Ave Fl 8Th, Pasadena, CA 91101-1849 • United States
Los Angeles, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Los Angeles | CA | 05/2007 | 10/2017 |
| Ameriprise Financial Advisors Inc. | Pasadena | CA | 10/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Pasadena | CA | 03/2020 | Present |
Real Estate Ownership; Single Family; 4600 Don Lorenzo Dr Unit 46, , Los Angeles, CA, 90008; Not Investment-Related; 01/06/2003. Business Ownership; Griffith Way Management; administration; administration/management of my Ameriprise practice; 242 S De Lacey Ave, , Pasadena, CA, 91105; Not Investment-Related; 05/03/2021; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Turning Point School; Trustee; 8780 National BlvdCulver City CA 90232, ,; Not Investment-Related; 01/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-08 |
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