Frederick Ayer Fisher

Current Employers

Employment History

• 05/2000 → 11/2017
  National Planning Corporation
  Grass Valley, CA
• 11/2017 → Present
  Lpl Financial, Llc
  Grass Valley, CA
• 04/1998 → Present
  Ostrofe Financial Consultants Inc
  Grass Valley, CA

Previous Registrations

• 2000-05-24 → 2017-11-29
  National Planning Corporation
  Grassvalley, CA
  Grass Valley, CA

Other Businesses

1. 11/29/2017 - Ostrofe Financial Consultants, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 4/1998 - Time Spent 95%. 2. 11/29/2018 - Westland Financial Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 1/2000 - Time Spent 5% - Permanent life, term life, and LTC. 3. 4/11/2018 - Ostrofe Financial Consultants Inc - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - 180 Hours Per Month During Securities Trading - I provide investment advisory services through Ostrofe Financial Consultants Inc, an independent investment advisor firm. I started this business activity on 4/5/2018. I expect to spend approximately 180 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 10/17/2022 - Fisher-Lourie Trust - Not Investment Related - At Reported Business Location(s) and Home Based - Act in a Fiduciary Capacity - co-trustee - Start Date - 07/29/2022 - 10 Hours Per Month/0 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-07-27
• S63 Uniform Securities Agent State Law Examination
  1998-07-15

Designations

Other Names

• Rick Fisher