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Thomas Michael Toggas

Brookstone Capital Management LLC

Wheaton, IL

Washington, DC

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Current Employers
Brookstone Capital Management Llc

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-01-28
MD RA APPROVED 2025-01-28
  • DC RA
    APPROVED
    Since 2025-01-28
  • MD RA
    APPROVED
    Since 2025-01-28

Branch Locations

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Washington, DC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hindsight Asset Management York PA 01/1996 Present
Royal Fund Management, Llc The Villages FL 06/2015 12/2017
Brookstone Capital Management Wheaton IL 01/2018 Present
  • 01/1996 → Present
    Hindsight Asset Management
    York, PA
  • 06/2015 → 12/2017
    Royal Fund Management, Llc
    The Villages, FL
  • 01/2018 → Present
    Brookstone Capital Management
    Wheaton, IL
Previous Registrations
Other Businesses

01/1996; TOM TOGGAS (DBA) INDEPENDENT INSURANCE AGENT; NON INVESTMENT RELATED

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-08-04
S65 Uniform Investment Adviser Law Examination 2015-06-16
S66 Uniform Combined State Law Examination 1998-10-06
  • S63 Uniform Securities Agent State Law Examination
    2025-08-04
  • S65 Uniform Investment Adviser Law Examination
    2015-06-16
  • S66 Uniform Combined State Law Examination
    1998-10-06
Other Names
  • Thomas Toggas

View on SEC IAPD

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Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL
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