Best Investors
Account
Sign in
Best Investors
Account
Sign in
2350 Nw 128Th St, Urbandale, IA 50323 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2026-03-13 |
| MO | RA | APPROVED | 2024-11-06 |
| MN | RA | APPROVED | 2021-02-22 |
| PA | RA | APPROVED | 2020-01-23 |
| WA | RA | APPROVED | 2020-01-14 |
| KS | RA | APPROVED | 2019-01-15 |
| MI | RA | APPROVED | 2019-01-08 |
| OR | RA | APPROVED | 2018-04-11 |
| FL | RA | APPROVED | 2018-03-21 |
| IA | RA | APPROVED | 2018-02-22 |
| NC | RA | APPROVED | 2018-02-22 |
| WI | RA | APPROVED | 2018-02-22 |
| CA | RA | APPROVED | 2018-02-20 |
| CO | RA | APPROVED | 2018-02-20 |
| IL | RA | APPROVED | 2018-02-20 |
| NE | RA | APPROVED | 2018-02-20 |
| TX | RA | APPROVED | 2018-02-19 |
| AZ | RA | APPROVED | 2017-09-15 |
Branch Locations
1202 E Maryland Ave Suite 1J, Phoenix, AZ 85014 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Broker Dealer Financial Services Corp | West Des Moines | IA | 10/2013 | 08/2017 |
| Brokers International Financial Services, Llc | Phoenix | AZ | 08/2017 | 12/2023 |
| Independent Wealth Network, Inc. | Phoenix | AZ | 08/2017 | Present |
| Emerson Equity Llc | San Mateo | CA | 01/2024 | Present |
1)-PREFERRED GROUP LLC-INVESTMENT RELATED, 1202 E MARYLAND AVE, SUITE 1J PHOENIX, AZ 85014, DBA THAT MARKETS FIXED INSURANCE BUSINESS, FINANCIAL PROFESSIONAL, MARKET AND SELL FIXED INSURANCE PRODUCTS, `10-20 HOURS MONTHY, 0-5 HRS DURING SECURITIES TRADING HOURS, 03/2005 2)- PREFERRED FINANCIAL GROUP, LLC-INVESTMENT RELATED, 1202 E MARYLAND AVE., SUITE 1J, PHOENIX, AZ 85014, DBA THAT MARKETS SECURITIES SOLD THROUGH EMERSON EQUITY LLC, PRESIDENT, MARKET/SELL SECURITIES RELATED PRODUCTS THROUGH BROKER/DEALER, EMERSON EQUITY LLC., 160 HRS MONTHLY, 140 HRS MONTHLY DURING SECURITIES TRADING HOURS, 03/2005 3)-PREFERRED WEALTH MANAGEMENT, LLC., -INVESTMENT RELATED, 1202 E MARYLAND AVE., SUITE 1J, PHOENIX, AZ 85014, DBA THAT MARKETS FEE BASED BUSINESS DONE THROUGH INDEPENDENT WEALTH NETWORK, FINANCIAL PROFESSIONAL, MARKET/SELL FEE BASED FINANCIAL PRODUCTS AND SERVICES THROUGH RIA, FINANCIAL PROFESSIONAL, 16O HRS MONTHLY, 140 HRS DURING SECURITIES TRADING HOURS, 03/2005 4)- INDEPENDENT WEALTH NETWORK -INVESTMENT RELATED,1202 E MARYLAND AVE., SUITE 1J, PHOENIX, AZ 85014, REGISTERED INVESTMENT ADVISORY FIRM, REGISTERED INVESTMENT ADVISORY REPRESENTATIVE, FINANCIAL ADVISOR MANAGE FEE BASED BUSINESS, 160 HRS MONTHLY, 140 HOURS DURING SECURITIES TRADING HOURS, 08/2017
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-23 |
Reach out to this advisor