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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-07-20 |
| IA | RA | APPROVED | 2018-08-20 |
Branch Locations
1776 Pleasant Plain Rd, Fairfield, IA 52556 • United States
2700 North Central Avenue, 12Th Floor , Phoenix, AZ 85004 • United States
Mesa, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Des Moines | IA | 08/1995 | 08/2018 |
| Princor Financial Services Corporation | Des Moines | IA | 06/1998 | 08/2018 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2018 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2018 | Present |
1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 2. VALARIE VEST, 70 LARKSPUR CT, IOWA CITY, IA, ONLINE COACHING, CEO FOUNDER, 07/01/20, NIR, 5/WK- 0/TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-31 |
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