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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-02-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Yellowstone Partners, Llc | Boise | ID | 10/2009 | 12/2016 |
| Rbc Capital Markets Llc | Eagle | ID | 01/2017 | 03/2018 |
| Columbia Bank | Tacoma | WA | 04/2019 | 10/2023 |
| Cetera Investment Services Llc | St Cloud | MN | 02/2020 | 10/2023 |
| Cetera Investment Advisers Llc | Tacoma | WA | 02/2020 | 10/2023 |
| Columbia Bank | Boise | ID | 03/2018 | 04/2019 |
| Raymond James Financial Services, Inc. | Tacoma | WA | 02/2024 | Present |
| Raymond James Financial Services Advisors, Inc. | Tacoma | WA | 02/2024 | Present |
| Columbia Wealth Advisors | Tacoma | WA | 10/2023 | Present |
| Umpqua Bank | Tacoma | WA | 10/2023 | Present |
(1)Name of Business: Columbia Wealth Advisors Address: 1301 A St Ste 800, Tacoma, WA, 98402-4205, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Director of Wealth Management (2)Name of Business: Umpqua Bank Address: 1301 A St Ste 800, Tacoma, WA, 98402-4205, United States Activity Type: Bank or Credit Union Associate Position/Title: Other Investment Related: Yes Start Date: 03/01/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Officer-SVP\nDirector of Wealth Management
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-04-24 |
| S65 | Uniform Investment Adviser Law Examination | 1999-07-08 |
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