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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2013-02-01 |
| TX | RA | APPROVED | 2013-01-25 |
Branch Locations
2555-2595 W Chandler Blvd Ci Client Services, Chandler, AZ 85224 • United States
4200 Amon Carter Blvd Ci Client Services, Fort Worth, TX 76155 • United States
Tempe, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 11/2012 | Present |
| Bank Of America, N.A | Chandler | AZ | 12/2012 | Present |
I OWN A RENTAL PROPERTY IN WILMINGTON, NC, WHICH IS BEING MANAGED BY A THIRD PARTY PROPERTY MANAGER. THE ADDRESS OF SAID PROPERTY IS 7411 THAIS TR WILMINGTON NC 28411.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-01 |
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