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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-31
NC RA APPROVED 2016-11-16
IL RA APPROVED 2012-01-06
  • TX RA
    APPROVED_RES
    Since 2022-03-31
  • NC RA
    APPROVED
    Since 2016-11-16
  • IL RA
    APPROVED
    Since 2012-01-06

Branch Locations

One Trans Am Plaza, Oakbrook Terrace, IL 60181 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
World Financial Group, Inc. Oakbrook Terrace IL 06/2001 Present
The Kemp Group Carol Stream IL 06/2004 07/2026
Transamerica Financial Advisors, Inc Oak Brook Terrace IL 01/2012 Present
Heartland Institute Of Financial Education Aurora CO 06/2012 Present
Trans Am Partners, Llc Oakbrook Terrace IL 11/2016 10/2024
Paramount Adjusters Chicago IL 09/2017 11/2021
Net Law Louisville KY 02/2019 Present
College Loan Freedom Henderson NV 11/2020 10/2024
Lspn Pro, Llc Lindon UT 06/2021 10/2024
Wealthwave Oakbrook Terrace IL 10/2023 Present
Kemp Financial Group Llc Oakbrook Terrace IL 02/2026 Present
  • 06/2001 → Present
    World Financial Group, Inc.
    Oakbrook Terrace, IL
  • 06/2004 → 07/2026
    The Kemp Group
    Carol Stream, IL
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Oak Brook Terrace, IL
  • 06/2012 → Present
    Heartland Institute Of Financial Education
    Aurora, CO
  • 11/2016 → 10/2024
    Trans Am Partners, Llc
    Oakbrook Terrace, IL
  • 09/2017 → 11/2021
    Paramount Adjusters
    Chicago, IL
  • 02/2019 → Present
    Net Law
    Louisville, KY
  • 11/2020 → 10/2024
    College Loan Freedom
    Henderson, NV
  • 06/2021 → 10/2024
    Lspn Pro, Llc
    Lindon, UT
  • 10/2023 → Present
    Wealthwave
    Oakbrook Terrace, IL
  • 02/2026 → Present
    Kemp Financial Group Llc
    Oakbrook Terrace, IL
Previous Registrations
  • 2009-06-05 → 2012-01-06
    Investment Advisors International, Inc.
    Oabrook Terrace, IL
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc Wealthwave, Oakbrook Terrace, Illinois, WFG approved co-brand company, associate, investment related, 10/1/2023. HEARTLAND INSTITUTE OF FINANCIAL EDUCATION,AURORA, CO, NOT INVESTMENT RELATED, REGISTRY INSTRUCTOR, 25 HRS/WEEK NET LAW/NO/12910 SHELBYVILLE ROAD,#124,LOUISVILLE, KY 40243/ONLINE ESTATE PLANNING SERVICES/ASSOCIATE/02/18/2019/2/0/OFFERING CLIENTS ESTATE PLANNING SERVICES, AS APPLICABLE KEMP FINANCIAL GROUP LLC POSITION: Member NATURE: Pass thru LLC for accounting purposes INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/11/2026 ADDRESS: 1 Trans Am Plaza Drive, Suite 530, Oakbrook Terrace IL 60181, United States DESCRIPTION: This is set up as a pass thru entity for accounting purposes only. There are no daily activities or responsibilities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-04-15
S63 Uniform Securities Agent State Law Examination 1998-07-10
  • S65 Uniform Investment Adviser Law Examination
    2009-04-15
  • S63 Uniform Securities Agent State Law Examination
    1998-07-10

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