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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2019-04-15
  • UT RA
    APPROVED
    Since 2019-04-15

Branch Locations

1145 S 800 E Suite 142, Orem, UT 84097 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
World Financial Group Orem UT 06/2001 Present
Transamerica Financial Advisors, Inc Orem UT 01/2012 Present
Debtmerica Santa Ana CA 06/2016 10/2021
Audible, Inc. Newark NJ 07/2022 06/2026
Wealthwave Johns Creek GA 01/2012 Present
Integrated Trust Systems Scottsdale AZ 01/2025 Present
Heartland Institute Of Financial Education Greenwood Village CO 05/2026 Present
  • 06/2001 → Present
    World Financial Group
    Orem, UT
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Orem, UT
  • 06/2016 → 10/2021
    Debtmerica
    Santa Ana, CA
  • 07/2022 → 06/2026
    Audible, Inc.
    Newark, NJ
  • 01/2012 → Present
    Wealthwave
    Johns Creek, GA
  • 01/2025 → Present
    Integrated Trust Systems
    Scottsdale, AZ
  • 05/2026 → Present
    Heartland Institute Of Financial Education
    Greenwood Village, CO
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Wealthwave | co-brand company | marketing | yes investment related | 6475 East Johns Crossing, Johns Creek, GA 30097 | 01/2012 INTEGRATED TRUST SYSTEMS POSITION: Referral Sales Associate NATURE: Estate Planning INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 01/31/2025 ADDRESS: 7373 E. Doubletree Ranch Road, Second Floor, Suite 200, Scottsdale AZ 85258, United States DESCRIPTION: Referral Sales Associate responsibility is to refer people who need further information on how to set up a proper estateplan to Integrated Trust Systems. HEARTLAND INSTITUTE OF FINANCIAL EDUCATION POSITION: Certified Financial Educator NATURE: Financial Education INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/15/2026 ADDRESS: 8301 E Prentice Ave, Suite 312, Greenwood Village CO 80111, United States DESCRIPTION: I promote and provide financial education coursesto businesses and employer groups as aHeartland CFEd.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-04-11
S63 Uniform Securities Agent State Law Examination 1998-07-07
  • S65 Uniform Investment Adviser Law Examination
    2019-04-11
  • S63 Uniform Securities Agent State Law Examination
    1998-07-07

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