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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-06-21 |
Branch Locations
2500 Northwinds Pkwy #250, Alpharetta, GA 30009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suntrust Investment Services,Inc. | Atlanta | GA | 07/2015 | 02/2021 |
| Suntrust Advisory Services | Atlanta | GA | 09/2016 | 02/2021 |
| Capfinancial Partners Llc (Captrust) | Raleigh | NC | 05/2021 | Present |
| Capfinancial Securities Llc | Raleigh | NC | 05/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-27 |
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