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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-11 |
| VA | RA | APPROVED | 2017-12-18 |
Branch Locations
1022 Commerce St., Ste. 2C, Lynchburg, VA 24504-1720 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Northwestern Mutual Life Insurance C | Milwaukee | WI | 06/1998 | 12/2017 |
| Northwestern Mutual Investment Services, Llc | Richmond | VA | 07/1998 | 12/2017 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2009 | 12/2017 |
| Lpl Financial Llc | Lynchburg | VA | 12/2017 | Present |
1. 06/03/2020 - Greater Lynchburg Habitat for Humanity - Non-Inv Related - Lynchburg, VA - Non-Profit Board Member - Started: 3/23/2020 - 3 Hrs/Mo; 1 Hr During Trading. 2. 12/05/2023 - H. Victor Millner, III, LLC - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 1/1/2024 - 40 Hrs/Mo; 33 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-12 |
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