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Gregory Thomas Roden

Wells Fargo Clearing Services, LLC

Brentwood, TN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-05-09
TN RA APPROVED 2008-01-01
  • TX RA
    APPROVED_RES
    Since 2011-05-09
  • TN RA
    APPROVED
    Since 2008-01-01

Branch Locations

5005 Maryland Way Ste 125, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
David Lipscomb University Nashville TN 10/2000 Present
Wells Fargo Advisors Llc Nashville TN 05/2009 11/2016
Wells Fargo Clearing Services, Llc Nashville TN 11/2016 Present
  • 10/2000 → Present
    David Lipscomb University
    Nashville, TN
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Nashville, TN
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Nashville, TN
Previous Registrations
  • 2007-01-23 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Nashville, TN
    St. Louis, MO
  • 2004-02-09 → 2006-08-22
    U.S. Bancorp Investments, Inc.
    Brentwood, TN
    Brentwood, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-05-11
S63 Uniform Securities Agent State Law Examination 1998-11-18
  • S65 Uniform Investment Adviser Law Examination
    2000-05-11
  • S63 Uniform Securities Agent State Law Examination
    1998-11-18
Other Names
  • Greg Roden
  • Gregory Thomas Roden

View on SEC IAPD

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RELEVANCE CAPITAL MANAGEMENT, LLC

Other Investors

BARRY KIRK MCCALL
BENJAMIN THOMAS BASS
STERLING AUSTIN COLEY
STEVE TU-RAN ALVERSON
AARON ALAN ZAUNER
David M Dorsett
BENTLEY YEISER LONDON
BILLY RAY CALDWELL

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · BRENTWOOD, TN
CALDWELL ADVISORS, LLC · BRENTWOOD, TN
TRANQUILITY PARTNERS, LLC · BRENTWOOD, TN
EDWARD JONES · BRENTWOOD, TN
SANCTUARY ADVISORS, LLC · Brentwood, TN
TRUIST ADVISORY SERVICES, INC. · BRENTWOOD, TN
SANCTUARY ADVISORS, LLC · BRENTWOOD, TN
GLOBAL HEALTH AND WELLNESS INVESTMENT NETWORK · BRENTWOOD, TN

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