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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2007-05-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Northwestern Mutual Life Ins Co. | Milwaukee | WI | 06/1998 | Present |
| Northwestern Mutual Investment Services, Llc | Vernon Hills | IL | 07/1998 | Present |
| Northwestern Mutual Wealth Managment Company | Milwaukee | WI | 01/2010 | Present |
1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2) BEGINNING 7/5/11; 50% OWNERSHIP STAKE IN A CONDOMINIUM LOCATED AT 821 FOSTER #1S, EVANSTON, IL 60201. 3) <1%, PPC FUND 3 , 111 S WACKER, CHICAGO, , ILLINOIS, 60606, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 12/17/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NOTHING. MY WIFE'S COMPANY ALLOWING US TO INVEST IN IT. 4. 50% OWNER, FSA VENTURES LLC, 1464 TECHNY ROAD, NORTHBROOK, , ILLINOIS, 60062, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 6/15/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNERSHIP OF AN OFFICE CONDO FOR OUR NM PRACTICE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-13 |
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