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Elizabeth Susan Swanson

Gregory J. Schwartz & Co., Inc.

Bloomfield Hills, MI

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Current Employers
Gregory J. Schwartz & Co., Inc.

3707 W. Maple Rd Ste 201, Bloomfield Hills, MI 48301 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-05-28
  • MI RA
    APPROVED
    Since 2010-05-28

Branch Locations

3707 W. Maple, Bloomfield Hills, MI 48301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gregory J. Schwartz & Co., Inc. Bloomfield Hills MI 11/2000 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-03-11
S65 Uniform Investment Adviser Law Examination 2004-08-27
  • S63 Uniform Securities Agent State Law Examination
    2005-03-11
  • S65 Uniform Investment Adviser Law Examination
    2004-08-27
Other Names
  • Beth Swanson

View on SEC IAPD

Other Firms

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PROSPERITY WEALTH STRATEGIES LLC
QUARTON CAPITAL PARTNERS
SPARTAN WEALTH MANAGEMENT
FOCUS PARTNERS WEALTH, LLC

Other Investors

JANETTE LEIGH SCHAD
ROMAIN HUBERT DUCASSE
Jacob Cole Herman
Thomas Jack Schwartz
NICOLE LEE HOAG
GABRIEL STEPHEN BESHARA
Spencer Christian Eick
Gregory John Schwartz

Other Offices

ENGLISH CAPITAL MANAGEMENT LLC · BLOOMFIELD HILLS, MI
SCHWARTZ & CO. · BLOOMFIELD HILLS, MI
LPL FINANCIAL LLC · BIRMINGHAM, MI
J.P. MORGAN SECURITIES LLC · BLOOMFIELD HILLS, MI
HIDDEN CAPITAL MANAGEMENT, LLC · BLOOMFIELD HILLS, MI
PROSPERITY WEALTH STRATEGIES LLC · Bloomfield Hills, MI
QUARTON CAPITAL PARTNERS · BIRMINGHAM, MI
SPARTAN WEALTH MANAGEMENT · BINGHAM FARMS, MI

More in Bloomfield Hills, MI

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