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Elizabeth Susan Swanson

Gregory J. Schwartz & Co., Inc.

Bloomfield Hills, MI

CRD 3072198

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Employer firm

Gregory J. Schwartz & Co., Inc. CRD 7294

$10.5B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Gregory J. Schwartz & Co., Inc.

3707 W. Maple Rd Ste 201, Bloomfield Hills, MI 48301 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-05-28
  • MI RA
    APPROVED
    Since 2010-05-28

Branch Locations

3707 W. Maple, Bloomfield Hills, MI 48301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gregory J. Schwartz & Co., Inc. Bloomfield Hills MI 11/2000 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-03-11
S65 Uniform Investment Adviser Law Examination 2004-08-27
  • S63 Uniform Securities Agent State Law Examination
    2005-03-11
  • S65 Uniform Investment Adviser Law Examination
    2004-08-27
Other Names
  • Beth Swanson

View on SEC IAPD

Nearby Firms

ENGLISH CAPITAL MANAGEMENT LLC
LPL FINANCIAL LLC
J.P. MORGAN SECURITIES LLC

Nearby Investors

JANETTE LEIGH SCHAD
ROMAIN HUBERT DUCASSE
Jacob Cole Herman

Nearby Offices

ENGLISH CAPITAL MANAGEMENT LLC · BLOOMFIELD HILLS, MI
SCHWARTZ & CO. · BLOOMFIELD HILLS, MI
LPL FINANCIAL LLC · BIRMINGHAM, MI

More in Bloomfield Hills, MI

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