Alan S Nastali

Current Employers

Employment History

• 05/1998 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 03/2007 → Present
  Spring Align
  Downers Grove, IL
• 06/2005 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 02/2012 → Present
  Nastali Financial Services, Ltd
  Downers Grove, IL

Other Businesses

1)FORTIS HEALTH INSURANCE, NOT INV REL-POSITION IS SALES-AFFILIATION DATE WAS 01/01/03, HOURS PER WEEK INVOLVED IN THE BUSINESS IS 1; 2)BLUE CROSS/BLUE SHIELD, NOT INV REL-POSITION IS SELLING HEALTH INSURANCE-1 HOUR A WEEK; 3) SELLS DISABILITY INSURANCE, NOT INV REL, 1H/WEEK, SINCE 08/2006; 4) SELLS PROPERTY AND CASUALTY INSURANCE; 1 HOUR/WEEK; SINCE 5/2015; 5) COLLECTIBLES INSURANCE SERVICES LLC; NOT INV-REL; SAME AS REGISTERED ADDRESS; INSURANCE SALES; START DATE 9/2014; 1 HR/WEEK DURING TRADING HOURS; OFFER COLLECTIBLES INSURANCE TO CLIENTS COVERING COLLECTIBLES, ART, COINS, STAMPS, ETC. 6) NAME OF OTHER BUSINESS: WISDOM INSURANCE INVESTMENT RELATED: NO ADDRESS: N23W 28190 BEACH PARK CIRCLE PEWAUKU WI 53072 NATURE OF BUSINESS: HOME, AUTO, BUSINESS INSURANCE START DATE: 1/2017 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: REFERRALS BRIEF DESCRIPTION OF DUTIES: REFERRAL SOURCE FOR AGENT 7) NASTALI FINANCIAL SERVICES, LTD., INVESTMENT-RELATED, ADDRESS SAME AS REGISTERED LOCATION, INVESTMENT AND TAX SERVICES AND LIMITED POWER OF ATTORNEY FOR IRS AND OTHER TAX MATTERS, START 2/9/2012, 20 HRS/WK, PROVIDE INVESTMENT AND TAX SERVICES 8) SPRING ALIGN, NOT INV REL, AUTOMOTIVE REPAIR SHOP, MANAGER/EMPLOYEE, MGMT OF BUSINESS, SINCE 03/2007, 1H/WEEK: 9) NAME OF OTHER BUSINESS: KEY FINANCIAL SOURCES, INC DBA CLEARPATH FINANCIAL MORTGAGE; INVESTMENT RELATED: NO; ADDRESS: 10 EXECUTIVE CT, STE 2, SOUTH BARRINGTON, IL 60010; NATURE OF BUSINESS: MORTGAGES; START DATE: 9/2023; POSITION/TITLE/RELATIONSHIP: LOAN ORIGINATOR; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: OFFERING MORTGAGE SERVICES; 10) NAME OF OTHER BUSINESS: CLEARPATH FINANCIAL INSURANCE LLC; INVESTMENT RELATED: NO; ADDRESS: 10 EXECUTIVE CT, STE 2, SOUTH BARRINGTON, IL 60010; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 9/2023; POSITION/TITLE/RELATIONSHIP: LICENSED AGENT; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: OFFER INSURANCE REFERRALS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-10-04
• S63 Uniform Securities Agent State Law Examination
  1998-07-15