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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-15 |
| PA | RA | APPROVED | 2023-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Investment Management Inc. | Venetia | PA | 07/2014 | 09/2022 |
| J.P. Morgan Institutional Investments Inc. | Venetia | PA | 08/2014 | 09/2022 |
| Quasar Distributors, Llc | Dublin | OH | 09/2022 | 05/2023 |
| Strive Asset Management, Llc | Dublin | OH | 09/2022 | 05/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sewickley | PA | 05/2023 | Present |
| Bank Of America, N.A. | Sewickley | PA | 06/2023 | Present |
1) Strive Asset Management; Investment Related; Dublin, OH; Asset Management; SVP; Regional Sales Director; Start 09/2022; 160 hours per month I*2131299, Entity Type: Fiduciary, Name of OBA: J G, Address: Venetia, Pennsylvania, 15367, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 01-Jan-2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: I*2131300, Entity Type: Fiduciary, Name of OBA: A G, Address: Venetia, Pennsylvania, 15367, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 01-Jan-2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: I*2131301, Entity Type: Fiduciary, Name of OBA: E G, Address: Venetia, Pennsylvania, 15367, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 01-Jan-2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-21 |
| S66 | Uniform Combined State Law Examination | 2003-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-24 |
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