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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-15
PA RA APPROVED 2023-07-21
  • TX RA
    APPROVED
    Since 2023-08-15
  • PA RA
    APPROVED
    Since 2023-07-21

Branch Locations

417 Thorn St, Sewickley, PA 15143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Investment Management Inc. Venetia PA 07/2014 09/2022
J.P. Morgan Institutional Investments Inc. Venetia PA 08/2014 09/2022
Quasar Distributors, Llc Dublin OH 09/2022 05/2023
Strive Asset Management, Llc Dublin OH 09/2022 05/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sewickley PA 05/2023 Present
Bank Of America, N.A. Sewickley PA 06/2023 Present
  • 07/2014 → 09/2022
    Jpmorgan Investment Management Inc.
    Venetia, PA
  • 08/2014 → 09/2022
    J.P. Morgan Institutional Investments Inc.
    Venetia, PA
  • 09/2022 → 05/2023
    Quasar Distributors, Llc
    Dublin, OH
  • 09/2022 → 05/2023
    Strive Asset Management, Llc
    Dublin, OH
  • 05/2023 → Present
    Sewickley, PA
  • 06/2023 → Present
    Bank Of America, N.A.
    Sewickley, PA
Previous Registrations
Other Businesses

1) Strive Asset Management; Investment Related; Dublin, OH; Asset Management; SVP; Regional Sales Director; Start 09/2022; 160 hours per month I*2131299, Entity Type: Fiduciary, Name of OBA: J G, Address: Venetia, Pennsylvania, 15367, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 01-Jan-2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: I*2131300, Entity Type: Fiduciary, Name of OBA: A G, Address: Venetia, Pennsylvania, 15367, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 01-Jan-2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: I*2131301, Entity Type: Fiduciary, Name of OBA: E G, Address: Venetia, Pennsylvania, 15367, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 01-Jan-2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-21
S66 Uniform Combined State Law Examination 2003-09-04
S63 Uniform Securities Agent State Law Examination 1998-06-24
  • S65 Uniform Investment Adviser Law Examination
    2023-07-21
  • S66 Uniform Combined State Law Examination
    2003-09-04
  • S63 Uniform Securities Agent State Law Examination
    1998-06-24
Other Names
  • Kevin Gang
  • Kevin Todd Gang

View on SEC IAPD

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