Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-12-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Marblehead | MA | 08/2016 | 08/2018 |
| Td Ameritrade | Peabody | MA | 09/2018 | 08/2019 |
| Unemployed | Salem | MA | 09/2019 | 11/2019 |
| Salem Five Investment Services/Salem Five Bank | Salem | MA | 11/2019 | Present |
| Lpl Financial, Llc | Salem | MA | 11/2019 | Present |
1) 4/2022 - DBA for LPL Business (entity for LPL business) - Salem Five Investment Services, LLC - Investment Related - Salem, MA 01970 2) 07/12/2023 - Salem Five Investment Services - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Wealth Representative - Start Date 06/08/2023 - 4 Hours Per Month/ 1 Hour During Trading 3) 05/29/2024 - Salem Five Wealth Advisors - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 5/9/2024 - 160 Hrs/Mo; 6 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-03 |
Reach out to this advisor