Stephen Berrocal

Employer firm

Truist Advisory Services, Inc. CRD 283390

$77.4B regulatory AUM 509 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• WRAP FEE PRODUCT AND FINANCIAL PROFILING SERVICES USING DESKTOP SOFTWARE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → Present
  Suntrust Investment Services
  Miami, FL
• 08/2016 → Present
  Suntrust Advisory Services
  Atlanta, GA

Previous Registrations

• 2013-03-11 → 2013-04-18
  Truist Investment Services, Inc.
  Miami, FL
• 2012-10-01 → 2013-03-06
  J.P. Morgan Securities Llc
  Miami, FL
• 2009-08-18 → 2012-10-01
  Chase Investment Services Corp.
  Miami, FL
  Coral Gables, FL
  Coral Gables, FL
  Coral Gables, FL
  South Miami, FL
  Miami, FL
  Miami, FL
  Coral Gables, FL
  Coral Gables, FL
• 2008-01-01 → 2009-07-24
  Wells Fargo Clearing Services, Llc
  Coral Gables, FL
• 2003-10-31 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Coral Gables, FL
  Coral Gables, FL
  St. Louis, MO

Exams

• S66 Uniform Combined State Law Examination
  2003-10-24
• S63 Uniform Securities Agent State Law Examination
  2001-02-13

Other Names

• Steve Berrocal