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6300 Bridgepoint Parkway Building 1, Suite 300, Austin, TX 78730 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-04-28 |
Branch Locations
6300 Bridgepoint Parkway Building 1, Suite 300, Austin, TX 78730 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Leafhouse Financial Advisors, Llc | Austin | TX | 02/2009 | 01/2022 |
| Leafhouse Financial Group, Llc | Austin | TX | 09/2008 | 01/2022 |
| Leafhouse Education Advisory Council | Austin | TX | 01/2022 | Present |
| Leafhouse Financial Group, Llc | Austin | TX | 01/2022 | Present |
| Pluto Effect, Llc | Austin | TX | 06/2022 | Present |
| Leafhouse Financial Services, Llc | Austin | TX | 09/2009 | 01/2022 |
| Leafhouse Education Advisory Council | Autin | TX | 09/2009 | 01/2022 |
| Leafhouse Financial Advisors, Llc | Austin | TX | 01/2022 | Present |
| Leafhouse Financial Services, Llc | Austin | TX | 01/2022 | Present |
1) LEAFHOUSE FINANCIAL GROUP, LLC,6504 BRIDGEPOINT PARKWAY, SUITE 450, AUSTIN, TX 78730, NOT INVESTMENT RELATED, HOLDING COMPANY FOR THE RIA FIRM; PRESIDENT; START DATE 9/2008; SPEND LESS THAN 10 HOURS PER MONTH DURING TRADING HOURS. 2) LEAFHOUSE FINANCIAL ADVISORS, LLC; 6504 BRIDGEPOINT PARKWAY, SUITE 450, AUSTIN, TX 78730; INVESTMENT RELATED; REGISTERED INVESTMENT ADVISOTY FIRM; PRESIDENT; 2/2009 START DATE; SPEND 80 HOURS PER MONTH IN THIS POSITION DURING TRADING HOURS. 3) LEAFHOUSE FINANCIAL SERVICES, LLC; 6504 BRIDGEPOINT PARKWAY, SUITE 450, AUSTIN, TX 78730;INVESTMENT RELATED SOFTWARE;PRESIDENT; START DATE 2/09; SPEND 10HOURS/MONTH DURING TRADING HOURS 4) LEAFHOUSE EDUCATIONAL ADVISORY COUNCIL; 6504 BRIDGEPOINT PARKWAY, SUITE 450, AUSTIN, TX 78730; NOT INVESTMENT RELATED; PROVIDES DESIGNATIONS AND CERTIFICATIONS; PRESIDENT; START DATE 9/2008; SPEND 0 HOURS/MONTH CURRENTLY DURING TRADING HOURS 5) PLUTO EFFECT, LLC; 6300 BRIDGEPOINT PARKWAY, BUILDING 1, SUITE 300, AUSTIN, TX 78730; INVESTMENT RELATED; PLUTO EFFECT IS THE 55% OWNER OF THE LEAFHOUSE FINTECH FUND GP LLC, WHICH IS THE GENERAL PARTNER OF THE LEAFHOUSE FINTECH FUND. THE SOLE INVESTMENT OF THE FUND IS IN LEAFHOUSE FINANCIAL GROUP, LLC; MANAGING MEMBER, HAS SIGNING AUTHORITY OVER THE COMPANY AND APPROVES ANY EXPENSES OR OTHER FINANCIAL TRANSACTIONS AND MAY CONDUCT ANNUAL MEETINGS; START DATE 06/2022; SPEND 1-2 HOURS PER MONTH IN THIS POSITION AND 0-2 HOURS PER MONTH DURING TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-06-23 |
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