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Christopher Howard Sivley

Raymond James Financial Services Advisors, Inc

Ponte Vedra, FL

CRD 3070468

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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-17
TX RA APPROVED_RES 2024-05-15
  • FL RA
    APPROVED
    Since 2024-05-17
  • TX RA
    APPROVED_RES
    Since 2024-05-15

Branch Locations

100 Corridor Road Suite 101, Ponte Vedra, FL 32082 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities, Llc Ponte Vedra Beach FL 01/2013 02/2021
Truist Investment Services, Inc. St. Augustine FL 11/2019 05/2024
Truist Advisory Services, Inc. St. Augustine FL 02/2021 05/2024
Raymond James Financial Services, Inc. Ponte Vedra Beach FL 05/2024 Present
Raymond James Financial Services Advisors, Inc. Ponte Vedra Beach FL 05/2024 Present
The Horizon Group Ponte Vedra Beach FL 05/2024 Present
Pinnacle Bank Ponte Vedra Beach FL 05/2024 Present
  • 01/2013 → 02/2021
    Bb&T Securities, Llc
    Ponte Vedra Beach, FL
  • 11/2019 → 05/2024
    Truist Investment Services, Inc.
    St. Augustine, FL
  • 02/2021 → 05/2024
    St. Augustine, FL
  • 05/2024 → Present
    Raymond James Financial Services, Inc.
    Ponte Vedra Beach, FL
  • 05/2024 → Present
    Ponte Vedra Beach, FL
  • 05/2024 → Present
    The Horizon Group
    Ponte Vedra Beach, FL
  • 05/2024 → Present
    Pinnacle Bank
    Ponte Vedra Beach, FL
Previous Registrations
  • 2021-02-17 → 2024-05-23
    Saint Augustine, FL
    Ocala, FL
    Ponte Vedra Beach, FL
  • 2013-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Ponte Vedra Beach, FL
    Ft Lauderdale, FL
    Ocala, FL
    Ponte Vedra Beach, FL
    St. Augustine, FL
    Ocala, FL
    Saint Augustine, FL
    Richmond, VA
  • 2012-12-17 → 2013-01-02
    Scott & Stringfellow, Llc
    Ponte Vedra Beach, FL
  • 2001-12-19 → 2012-12-13
    Jacksonville, FL
    Ponte Vedra, FL
    Ponte Vedra Beach, FL
    Jacksonville, FL
Other Businesses

(1) Name of Business: Tres Torros Address: 5035 Big Oak Rd S, Saint Augustine, FL, 32095, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/29/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 1/3 shareholder (2) Name of Business: Turner-Sivley, LLC Address: 1942 Grove Bluff Circle W\n, Switzerland,, FL, 32259, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 03/03/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Matt and I own shares of private placements within the LLC

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-02-25
S63 Uniform Securities Agent State Law Examination 1998-09-03
  • S65 Uniform Investment Adviser Law Examination
    2002-02-25
  • S63 Uniform Securities Agent State Law Examination
    1998-09-03
Designations
  • Certified Financial Planner
Other Names
  • Christopher Sivley

View on SEC IAPD

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