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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-05-02 |
| NJ | RA | APPROVED | 2011-03-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | Paramus | NJ | 01/2009 | Present |
| Bank Of America, N.A. | Paramus | NJ | 02/2014 | Present |
I*953549, Name of OBA: Pompton Lakes Borough Address: Pompton Lakes, NJ Investment Related: No Position, Title, Association: Mayor Employee Start Date: 1/1/2024 No Hours: 6 Weekly No Hours during trading: 0 Duties: elected position under borough form of government structure (non voter unless there is a tie) oversee council decisions made to best benefit municipality. I*: 2156297Entity Type: Business or Industry OrganizationName of OBA: Wayne Chamber of CommerceAddress: Wayne, NJ 07470Investment Related: NoPosition, Title, Association: Board Member Employee Start Date: 01/31/2025Number of Hours: 2 hrs wklyNumber of Hours during trading: 2 hrs wkly Duties: attend monthly meetings, assist with planning of events. I*: 2536262Entity Type: GovernmentalName of OBA: Pompton Lakes First Aid SquadAddress: Pompton Lakes, NJ Investment Related: NoPosition, Title, Association: Ambulance driverEmployee Start Date: 1/1/2024Number of Hours: 5 hrs wklyNumber of Hours during trading: 0Duties: Monday night ambulance driver I*: 481240Entity Type: GovernmentalName of OBA: Pompton Lakes BoroughAddress: Pompton Lakes, NJ 07442Investment Related: NoPosition, Title, Association: Council WomanEmployee Start Date: 7/9/2018Number of Hours: 10 hrs mthlyNumber of Hours during trading: 0 Duties: Decision input on policies that benefit the welfare of the town by way or rules and ordinances.. establishing policies and protocol to deliver town services I*3168278Entity Type: Entity For ProfitName of OBA: Wedding OfficiantAddress: pompton lakes, New Jersey, 7442Investment Related: NoPosition, Title, Association: Consultant/Independent ContractorEmployee Start Date: 12/01/2025Number of Hours: 1, MonthlyNumber of Hours during trading: 0, MonthlyDuties: to officiate weddings in the state of NJ / NY wedding officiant for friends and family I*4708270, Entity Type: , Name of OBA: Pompton Lakes Woman's Club , Address: pompton lakes , New Jersey, 07442, Investment Related: N, Position, Title, Association: Vice President, Employee Start Date: 07/01/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: member and incoming VP, a local woman's organization that promotes community centric activities including culinary events, theatre events and social activities
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-28 |
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