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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2019-10-18 |
Branch Locations
500 West Jefferson St., Louisville, KY 40202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilliard Lyons | Louisville | KY | 11/2006 | 07/2017 |
| Hilliard Lyons | Louisville | KY | 07/2017 | 04/2019 |
| Jjb Hilliard Wl Lyons Llc | Louisville | KY | 04/2019 | 10/2019 |
| Robert W. Baird & Co. Incorporated | Louisville | KY | 10/2019 | Present |
Trustee for relative, investment-related, 3/2016, 2 hrs/month total with 0 hrs during trading hrs, duties include pay income and principal to the grantor as requested. I can retain, sell, borrow, invest, pay expenses and taxes. UNIVERSITY OF LOUISVILLE FOUNDATION, BOARD MEMBER, SERVE ON THE BOARD WITH A SPECIFIC FOCUS ON THE FOUNDATION'S INVESTMENT POLICY AND STRATEGY, START DATE 01/30/2018, 215 CENTRAL AVEN, LOUISVILLE, KY 40208, 2 HRS/MO, 2 HRS/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-03-15 |
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