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Keith Bradley Hawk

Royal Fund Management, LLC

Lady Lake, FL

Easton, PA

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Current Employers
Royal Fund Management, Llc

1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2013-05-20
  • PA RA
    APPROVED
    Since 2013-05-20

Branch Locations

1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States

101 Larry Holmes Drive Suite 312, Easton, PA 18042 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hawk Financial Group Easton PA 10/2000 Present
Royal Fund Management, Llc Easton PA 05/2013 Present
Previous Registrations
  • 2012-02-10 → 2013-11-04
    American Elite Retirement
    Branchburg, NJ
  • 2010-01-28 → 2010-03-05
    Premier College Funding
    Flemington, NJ
  • 2003-08-08 → 2005-04-01
    Investors Security Company, Inc.
    Scotch Plains, NJ
Other Businesses

HAWK FINANCIAL GROUP / SOLE PROP - 10/2000; 400 NORTHAMPTON ST., EASTON, PA 18042; INSURANCE/FAFSA COMPLETION; INSURANCE AGENT/OWNER; INSURANCE SALES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-18
S63 Uniform Securities Agent State Law Examination 1998-07-30
  • S65 Uniform Investment Adviser Law Examination
    2009-12-18
  • S63 Uniform Securities Agent State Law Examination
    1998-07-30
Other Names
  • Keith Bradley Hawk

View on SEC IAPD

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