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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-05-04 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States
Lakeville, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Enterprise Investment Services Inc. | Minneapolis | MN | 07/2008 | 10/2022 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 10/2022 | Present |
Name of Activity: Earth and Wire; Date Activity Started/Modified/Ended: 8/24/2024; Type of Activity: Retail Sales; Role/Relationship: Employee; Responsibilities: Sell jewelry; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-13 |
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