Stephen Arthur Hord

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2011-01-07
MD	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2011-01-07
MD RA
APPROVED

Since 2009-06-01

Branch Locations

10960 Grantchester Way, Columbia, MD 21044 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Columbia	MD	06/2009	Present

06/2009 → Present

Morgan Stanley

Columbia, MD

Previous Registrations

2006-05-26 → 2009-06-01

Citigroup Global Markets Inc.

Columbia, MD

New York, NY

Columbia, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-05-24

S66 Uniform Combined State Law Examination

2006-05-24

Other Names

Steve Hord

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

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Reviews