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Current Employers
Capitol Securities Management, Inc.

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2014-02-07
  • FL RA
    APPROVED
    Since 2014-02-07

Branch Locations

601 South Harbour Island Blvd Suite 109, Tampa, FL 33602 • United States

Palm Harbor, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Retire Early Financial Trinity FL 05/2004 Present
Capitol Securities Management Clearwater FL 02/2014 Present
  • 05/2004 → Present
    Retire Early Financial
    Trinity, FL
  • 02/2014 → Present
    Capitol Securities Management
    Clearwater, FL
Previous Registrations
  • 2014-04-14 → 2014-07-22
    Retire Early Financial, Inc.
    Clearwater, FL
  • 2004-05-28 → 2014-02-04
    Retire Early Financial, Inc.
    Clearwater, FL
  • 2007-04-04 → 2012-05-29
    Clearwater, FL
    Clearwater, FL
    Hickory, NC
    Tampa, FL
    Glen Allen, VA
  • 2004-06-16 → 2007-03-09
    United Securities Alliance, Inc.
    Greenwood Village, CO
    Trinity, FL
    Trinity, FL
  • 1999-12-14 → 2004-06-29
    Walnut Street Advisers Inc
    Trinity, FL
Other Businesses

1) Name of Business: Retire Early Financial Investment-related: Yes Address: 13575 58TH STREET NORTH SUITE 199, CLEARWATER, FL 33760. Nature of the other business: INSURANCE SALES Position, title, or relationship with the other business: PRESIDENT Start date: July 2014 Approximate number of hours/month you devote to the other business: 120 Approximate #of hours/month you devote to the other business during securities trading hours: 40 Describe your duties relating to the other business: INSURANCE SALES 2) Name of Business: Charles Rutenburg Realty and Investment-related: Yes Address: 13575 58TH STREET NORTH SUITE 199, CLEARWATER, FL 33760. Nature of the other business: REAL ESTATE SALES AND PROPERTY MANAGER Position, title, or relationship with the other business: AGENT, MANAGER. Start date: February 2013 Approximate #of hours/month you devote to the other business: 40 Approximate #of hours/month you devote to the other business during securities trading hours: 40 Describe your duties relating to the other business: BUY AND SELL REAL ESTATE 3) Name of Business: Retire Early Properties Investment-related: Yes Address: 13575 58TH STREET NORTH SUITE 199, CLEARWATER, FL 33760. Nature of the other business: REAL ESTATE SALES AND SERVICE OF RENTAL PROPERTIES. Position, title, or relationship with the other business: AGENT. Start date: July 2014 Approximate #of hours/month you devote to the other business: 4 Approximate #of hours/month you devote to the other business during securities trading hours: Describe your duties relating to the other business: REAL ESTATE SALES AND SERVICE OF RENTAL PROPERTIES. 4) Name of Business: T-Clip Enterprises Investment-related: Yes Address: 13575 58TH STREET NORTH SUITE 215, CLEARWATER, FL 33760. Nature of the other business: Property management Position, title, or relationship with the other business: Agent Start date: December 2013 Approximate #of hours/month you devote to the other business: 20 Approximate #of hours/month you devote to the other business during securities trading hours: 20 Describe your duties relating to the other business: manage 4 rental properties 5)Name of Business: Three K's of Tampa Investment-related: Yes Address: 13575 58TH STREET NORTH SUITE 215, CLEARWATER, FL 33760. Nature of the other business: Property ownership Position, title, or relationship with the other business: Agent Start date: December 2013 Approximate #of hours/month you devote to the other business: 1 Approximate #of hours/month you devote to the other business during securities trading hours: 1 Describe your duties relating to the other business: buy properties and hold titles of properties

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-04
S63 Uniform Securities Agent State Law Examination 1998-06-17
  • S65 Uniform Investment Adviser Law Examination
    1999-06-04
  • S63 Uniform Securities Agent State Law Examination
    1998-06-17

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