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Kristin L Maki

J.P. Morgan Securities LLC

Indianapolis, IN

Boston, MA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-02
IN RA APPROVED 2008-10-01
  • TX RA
    APPROVED_RES
    Since 2024-08-02
  • IN RA
    APPROVED
    Since 2008-10-01

Branch Locations

1 E Ohio St Floor 17, Indianapolis, IN 46204 • United States

50 Rowes Wharf, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Indianapolis IN 10/2008 Present
Jpmorgan Chase Bank Na Indianapolis IN 01/2017 Present
  • 10/2008 → Present
    Jpmorgan Securities Llc
    Indianapolis, IN
  • 01/2017 → Present
    Jpmorgan Chase Bank Na
    Indianapolis, IN
Previous Registrations
  • 2006-09-27 → 2008-10-01
    J.P. Morgan Securities Inc.
    Indianapolis, IN
  • 2002-03-21 → 2006-09-27
    Banc One Securities Corporation
    Indianapolis, IN
    Chicago, IL
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-03-13
  • S66 Uniform Combined State Law Examination
    2002-03-13
Other Names
  • Kristin Lee Nichols
  • Kristin Lee Nichols
  • Kristin Lee Maki

View on SEC IAPD

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