Gary James Baker

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Frontenac, MO
• 11/2016 → 05/2018
  Wells Fargo Clearing Services, Llc
  Frontenac, MO
• 05/2018 → Present
  Kestra Investment Services
  Chesterfield, MO
• 05/2018 → Present
  Kestra Private Wealth Services, Llc
  Chesterfield, MO

Previous Registrations

• 2009-02-25 → 2018-05-14
  Wells Fargo Clearing Services, Llc
  Frontenac, MO
• 2005-02-01 → 2009-02-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Clayton, MO
  Clayton, MO
• 2001-03-07 → 2005-02-02
  Morgan Stanley Dw Inc.
  St. Louis, MO

Other Businesses

Business Name: Baker Boys Plus, LLC DBA Donatellis Bistro Investment Related: No Address: 8659 Highway N Lake St. Louis MO 63367 Nature of Business: Other Back Office Operations Position: Member Start Date: 11/1/2006 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Management and Strategy decisions Business Name: Undivided Wealth Management Investment Related: Yes Address: 17280 N. Outer 40 Road, Ste 201 Chesterfield MO 63005 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Registered Field Assistant; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position: Managing Partner, President Start Date: 5/9/2018 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: My role will be to set the strategy of the firm, and meet our clients to create investment and financial plans for them. Business Name: People Centric Project Investment Related: No Address: N/A N/A MO 63385 Nature of Business: Other Other/None of the Above This project will be based on a book study of the book "Everybody Matters" book. The project" that 50 business's are a part of to share ideas on how to be "people centric" with their employees, clients and customers. Position, Title or Relationship: Co-creator Start Date: 5/13/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Help lead the facilitation of the book study questions Business Name: Undivided Creative, LLC DBA Undivided Experience Center Investment Related: No Address: 657 Spirit Airpark West Drive, Suite 101 Chesterfield MO 63005 Nature of Business: Real Estate Position, Title or Relationship: Managing Member Start Date: 3/1/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Manage the operations team who will be employed to operate the day to day activities. Business Name: Washington University Investment Related: No Address: 1 Brookings St. Louis MO 63130 Nature of Business: Other Other/None of the Above None of the above Position, Title or Relationship: Adjunct Instructo Start Date: 8/23/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Teach class 3 hours a week, Grade papers 1 hour Business Name: EVOLATION CONSULTING POSITION: Chief Life Officer NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2024 ADDRESS: 657 Spirit Airpark West, Suite 101, Chesterfield MO MO 63005 DESCRIPTION: As the company works with various leaders and leadership teams, if the need is for life services or a life program I will help the team lead the team or provide insight to the individual leader. Business Name: RELATIONAL ADVISOR ORGANIZATION POSITION: Founder NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2024 ADDRESS: 657 Spirit Airpark West, Suite 102, Chesterfield MO MO 63005 DESCRIPTION: My role will be to help design and lead our consulting and coaching services for advisors. I will not be the lead consultant or coach, however I will help design and develop the programs we will provide advisors.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-03
• S63 Uniform Securities Agent State Law Examination
  1999-04-26

Other Names

• Gary J Baker