Nicholas Samuel Perod

Current Employers

Employment History

• 02/2014 → Present
  Lpl Financial Llc
  New Castle, PA
• 02/2014 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2007-10-01 → 2014-03-13
  Wrp Investments, Inc.
  Youngstown, OH
  New Castle, PA

Other Businesses

(1) 02/14/2014: Perod Financial - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) (2) 05/07/2014: Private Advisor Group, LLC - Registered Investment Advisor - DBA: (Hybrid) Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - IAR for RIA, provide investment advice (3) 09/02/2016: Perod,Masters and Associates LLC - DBA for LPL Business (entity for LPL business) - Investment Related - 3407 Wilmington Rd. New Castle, Pa 16105 - Start 09/01/2016 - 40 Hr/Mo; 5 Hour(s) During Securities Trading (4) 04/27/2017-Private Advisor Group: DBA (Hybrid) Perod and Masters Financial-investment related-At reported business location(s)-Registered Investment Advisor DBA-provide advisory services- start 02/14/2014-Hours per month 30/ hours during trading 30- I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 4/27/2017. I expect to spend approximately 30 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2007-09-27
• S63 Uniform Securities Agent State Law Examination
  1998-07-15