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M Molly Swami

Touchstone Advisors Inc

Cincinnati, OH

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Current Employers
Touchstone Advisors Inc

303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2015-01-02
  • OH RA
    APPROVED
    Since 2015-01-02

Branch Locations

303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ifs Financial Services/Touchstone Securities, Inc Cincinnati OH 08/2006 Present
W&S Brokerage Services, Inc Cincinnati OH 08/2006 Present
Ifs Fund Distributors Cincinnati OH 08/2006 Present
  • 08/2006 → Present
    Ifs Financial Services/Touchstone Securities, Inc
    Cincinnati, OH
  • 08/2006 → Present
    W&S Brokerage Services, Inc
    Cincinnati, OH
  • 08/2006 → Present
    Ifs Fund Distributors
    Cincinnati, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-06-24
S65 Uniform Investment Adviser Law Examination 2014-12-30
  • S63 Uniform Securities Agent State Law Examination
    2015-06-24
  • S65 Uniform Investment Adviser Law Examination
    2014-12-30
Other Names
  • M Molly Krueger
  • Molly Swami
  • Molly Margaret Swami

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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