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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-09-07 |
| NE | RA | APPROVED | 2006-11-27 |
Branch Locations
10250 Regency Circle Ste 110, Omaha, NE 68114 • United States
Omaha, NE • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Omaha | NE | 05/2009 | Present |
| Wells Fargo Advisors Financial Network Llc | Lincoln | NE | 05/2009 | Present |
HCG INC. DBA NORTH CHANNEL CAPITAL MANAGEMENT GROUP; INVESTMENT RELATED; LINCOLN, NE; 100% OWNERSHIP; START 1/1/2015; NUMBER OF HOURS PER MONTH 120; NUMBER OF HOURS DURING TRADING 7; PRESIDENT OF WEALTH MANAGEMENT SERVICES.;| NORTH CHANNEL CAPITAL MANAGEMENT GROUP LLC, INV RELATED, OMAHA, NE, 50% OWNERSHIP, START 1/1/2021, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE.;| NORTH CHANNEL CAPITAL MANAGEMENT CASH BALANCE PLAN, INV RELATED, OMAHA, NE, TRUSTEE, START 2/2022, 10 HOURS PER MONTH,0 HOURS DURING TRADING, FINET PRACTICE.;| NORTH CHANNEL CAPITAL MANAGEMENT 401K PLAN, INV RELATED, OMAHA, NE, TRUSTEE, START 2/2022, 10 HOURS PER MONTH,0 HOURS DURING TRADING, FINET PRACTICE.;| NORTH CHANNEL LLC; INV RELATED; LINCOLN, NE; 26% OWNERSHIP; START DATE 11/1/2023; 1 HOURS PER MONTH; 0 HOURS DURING TRADING; SPONSORING ENTITY FOR FINET 401K/PENSION.;| CO-TRUSTEE FOR NORTH CHANNEL LLC 401K, INV RELATED, LINCOLN, NE, START: 11/01/2023, 1 HOUR A MONTH, 0 HOURS DURING TRADING, FINET PRACTICE 401K.| IMMANUEL; NOT INV RELATED; OMAHA, NE; RETIREMENT LIVING/SENIOR CARE; INVESTMENT COMMITTEE MEMBER; START DATE 04/01/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING| DIVERSIFY EQUITY INCOME, LLC; INV RELATED; LINCOLN, NE; REAL ESTATE INVESTMENT; 50% OWNERSHIP; START DATE 05/30/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-24 |
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