Randolph Mcalpine

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-09-07
NE	RA	APPROVED	2006-11-27

TX RA
APPROVED

Since 2016-09-07
NE RA
APPROVED

Since 2006-11-27

Branch Locations

10250 Regency Circle Ste 110, Omaha, NE 68114 • United States

Omaha, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network, Llc	Omaha	NE	05/2009	Present
Wells Fargo Advisors Financial Network Llc	Lincoln	NE	05/2009	Present

05/2009 → Present

Wells Fargo Advisors Financial Network, Llc

Omaha, NE
05/2009 → Present

Wells Fargo Advisors Financial Network Llc

Lincoln, NE

Previous Registrations

2000-05-25 → 2006-11-17

Citigroup Global Markets Inc.

Lincoln, NE

Lincoln, NE

Other Businesses

HCG INC. DBA NORTH CHANNEL CAPITAL MANAGEMENT GROUP; INVESTMENT RELATED; LINCOLN, NE; 100% OWNERSHIP; START 1/1/2015; NUMBER OF HOURS PER MONTH 120; NUMBER OF HOURS DURING TRADING 7; PRESIDENT OF WEALTH MANAGEMENT SERVICES.;| NORTH CHANNEL CAPITAL MANAGEMENT GROUP LLC, INV RELATED, OMAHA, NE, 50% OWNERSHIP, START 1/1/2021, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE.;| NORTH CHANNEL CAPITAL MANAGEMENT CASH BALANCE PLAN, INV RELATED, OMAHA, NE, TRUSTEE, START 2/2022, 10 HOURS PER MONTH,0 HOURS DURING TRADING, FINET PRACTICE.;| NORTH CHANNEL CAPITAL MANAGEMENT 401K PLAN, INV RELATED, OMAHA, NE, TRUSTEE, START 2/2022, 10 HOURS PER MONTH,0 HOURS DURING TRADING, FINET PRACTICE.;| NORTH CHANNEL LLC; INV RELATED; LINCOLN, NE; 26% OWNERSHIP; START DATE 11/1/2023; 1 HOURS PER MONTH; 0 HOURS DURING TRADING; SPONSORING ENTITY FOR FINET 401K/PENSION.;| CO-TRUSTEE FOR NORTH CHANNEL LLC 401K, INV RELATED, LINCOLN, NE, START: 11/01/2023, 1 HOUR A MONTH, 0 HOURS DURING TRADING, FINET PRACTICE 401K.| IMMANUEL; NOT INV RELATED; OMAHA, NE; RETIREMENT LIVING/SENIOR CARE; INVESTMENT COMMITTEE MEMBER; START DATE 04/01/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING| DIVERSIFY EQUITY INCOME, LLC; INV RELATED; LINCOLN, NE; REAL ESTATE INVESTMENT; 50% OWNERSHIP; START DATE 05/30/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-10
S63	Uniform Securities Agent State Law Examination	1999-11-24

S65 Uniform Investment Adviser Law Examination

1999-12-10
S63 Uniform Securities Agent State Law Examination

1999-11-24

Designations

Certified Financial Planner

Other Names

Randy Anderson Mcalpine
Randy Anderson Mcalpine
Randolph Anderson Mcalpine
Randolph Anderson Mcalpine

View on SEC IAPD