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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-05-03 |
| TX | RA | APPROVED | 2024-05-03 |
Branch Locations
241 5Th Ave N Suite 900, Minneapolis, MN 55401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Imperial Capital, Llc | Minneapolis | MN | 09/2016 | 01/2017 |
| Eaton Vance Distributors, Inc. | Minneapolis | MN | 02/2017 | 07/2017 |
| Parametric Portfolio Associates Llc | Minneapolis | MN | 02/2017 | 07/2017 |
| Jpmorgan Chase Bank Na | Minneapolis | MN | 07/2017 | 06/2019 |
| Jpmorgan Securities Llc | Minneapolis | MN | 07/2017 | 06/2019 |
| Jpmorgan Chase Bank, Na. | Minneapolis | MN | 02/2020 | Present |
| J.P. Morgan Securities Llc | Minneapolis | MN | 02/2020 | Present |
| Castlelake, L.P. | Minneapolis | MN | 06/2019 | 12/2019 |
| Unemployed | Minneapolis | MN | 01/2020 | 01/2020 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-03 |
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