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Adam Garrett Cohen

Charles Schwab & Co., Inc.

Wentzville, MO

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-01-02
  • MO RA
    APPROVED
    Since 2023-01-02

Branch Locations

Wentzville, MO • United States

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Henderson NV 08/2003 04/2018
Charles Schwab & Co., Inc. Wentzville MO 12/2021 Present
Td Ameritrade, Inc. St Louis MO 01/2018 01/2023
Charles Schwab Bank, Ssb Wentzville MO 11/2023 Present
  • 08/2003 → 04/2018
    Scottrade, Inc.
    Henderson, NV
  • 12/2021 → Present
    Charles Schwab & Co., Inc.
    Wentzville, MO
  • 01/2018 → 01/2023
    Td Ameritrade, Inc.
    St Louis, MO
  • 11/2023 → Present
    Charles Schwab Bank, Ssb
    Wentzville, MO
Previous Registrations
  • 2018-08-02 → 2023-01-20
    Td Ameritrade Investment Management, Llc
    St Louis, MO
    St Louis, MO
  • 2018-01-17 → 2022-10-14
    Td Ameritrade, Inc.
    St Louis, MO
    St. Louis, MO
    Omaha, NE
    Omaha, NE
    St Louis, MO
  • 2017-01-19 → 2018-04-07
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-18
S63 Uniform Securities Agent State Law Examination 2000-03-17
  • S66 Uniform Combined State Law Examination
    2017-01-18
  • S63 Uniform Securities Agent State Law Examination
    2000-03-17

View on SEC IAPD

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Other Offices

RPG FAMILY WEALTH ADVISORY, LLC · Wentzville, MO
STATE FARM INVESTMENT MANAGEMENT CORP. · Wentzville, MO
LPL FINANCIAL LLC · WENTZVILLE, MO
LPL FINANCIAL LLC · WENTZVILLE, MO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WENTZVILLE, MO
PNC WEALTH MANAGEMENT LLC · WENTZVILLE, MO
EDWARD JONES · WENTZVILLE, MO
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