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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-06-12 |
| MO | RA | APPROVED | 2026-06-12 |
Branch Locations
111 W Allen Suite 110, Wentzville, MO 63385 • United States
85 Barnes Rd Ste 212, Wallingford, CT 06492 • United States
539 E Elm Street Suite E, Lebanon, MO 65536 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investacorp,Inc. | Miami Lakes | FL | 04/2000 | 07/2020 |
| Securities America, Inc. | Wallingford | CT | 07/2020 | 08/2020 |
| United Planners' Financial Services Of America A Limited Partner | Scottsdale | AZ | 08/2020 | 06/2026 |
| Martin Nadeau | Wallingford | CT | 04/2001 | Present |
| Lpl Financial Llc | Wallingford | CT | 06/2026 | Present |
1. 06/2026 - Tribute Financial - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 6/10/2026 2. 06/2026 - Martin Nadeau - Notary - Inv Related – 1 Hour(s)/Month – 0 Hour(s) During Trading – Wallingford, CT, 06492 – OBA Start Date: 02/27/2019
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-08-31 |
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