Martin Nadeau

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2000 → 07/2020
  Investacorp,Inc.
  Miami Lakes, FL
• 07/2020 → 08/2020
  Securities America, Inc.
  Wallingford, CT
• 08/2020 → 06/2026
  United Planners' Financial Services Of America A Limited Partner
  Scottsdale, AZ
• 04/2001 → Present
  Martin Nadeau
  Wallingford, CT
• 06/2026 → Present
  Lpl Financial Llc
  Wallingford , CT

Previous Registrations

• 2020-08-07 → 2026-06-17
  United Planners' Financial Services Of America A Limited Partner
  Wallingford, CT
  Scottsdale, AZ
  Wentzville, MO
  Lebanon, MO

Other Businesses

1. 06/2026 - Tribute Financial - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 6/10/2026 2. 06/2026 - Martin Nadeau - Notary - Inv Related – 1 Hour(s)/Month – 0 Hour(s) During Trading – Wallingford, CT, 06492 – OBA Start Date: 02/27/2019

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-08-31

Designations

• Certified Financial Planner