Jerome D. King

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → 08/2020
  Ubs Financial Services Inc
  Ft Myers, FL
• 08/2020 → Present
  Wells Fargo Clearing Services, Llc.
  Fort Myers, FL

Previous Registrations

• 2008-10-06 → 2020-09-08
  Ubs Financial Services Inc.
  Fort Myers, FL
• 2005-04-22 → 2008-10-06
  Wells Fargo Clearing Services, Llc
  Cape Coral, FL
  Naples, FL
  Naples, FL
  Naples, FL
• 2004-10-20 → 2005-04-06
  Banc Of America Investment Services, Inc.
  Naples, FL
• 2003-03-10 → 2004-10-20
  Quick & Reilly, Inc.
  Naples, FL
• 2001-06-29 → 2003-02-12
  Raymond James Financial Services, Inc.
  Bonita Springs, FL

Other Businesses

KING FAMILY WYOMING, LLC, INVT RELATED, ESTERO, FL, 100% OWNERSHIP WITH SPOUSE, START DATE 3/28/2022, 3 HRS PER MONTH, 1 HRS DURING TRADING, MANAGING MEMBER TO HOUSE INVESTMENTS. DIAMONDS & STOCKS, LLC ; INV RELATED;ESTERO,FL; ASSET PROTECTION ; 50; START DATE: 01/15/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-01-21
• S63 Uniform Securities Agent State Law Examination
  2000-01-18

Other Names

• Jeremy David King
• Jerome D. King
• Jerome David King